四川大学商学院;北京大学光华管理学院;中山大学岭南学院;山大学中观经济学研究院;美国麻省理工大学斯隆管理学院;
以科技创新和商业模式创新为支撑的瞪羚企业除了直接推动区域经济外,还可能对现存企业具有创新溢出效应。本文通过爬取超过2万家我国瞪羚企业的详细信息,系统考察瞪羚企业对上市企业创新的影响及其作用机理。研究发现,上市企业周边瞪羚企业数量和平均创新水平显著提高了上市企业创新绩效。机制检验表明,瞪羚企业的创新溢出效应主要作用渠道如下,第一,通过知识溢出影响上市企业创新;第二,通过促进与瞪羚企业合作研发继而提高了企业创新绩效,表明瞪羚企业的创新溢出具有“合作效应”;第三,通过“竞争驱动效应”影响上市企业创新。异质性检验表明,在知识广度较低的上市企业、非国有性质企业以及知识产权保护程度较好的地区中,瞪羚企业的创新溢出效应更为明显。本研究结果为企业如何借助瞪羚企业等新创企业的创新溢出来提高自身创新能力提供实践启示。
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(1)数据来源于瞪羚企业统计官网,https://www.chinagazelle.cn/data/statistic/index。
(2)例如《国家高新区瞪羚企业发展报告2019》《淄博高新区高成长企业发展报告》以及《2019光谷瞪羚企业发展报告》等。
(1)本文数据检验涉及到的2517家上市企业中,有236家上市企业存在迁址(共1494个观测值),占所有上市企业的9.37%(占所有观测值的7.47%)。为缓解企业和城市层面不可观测的其他因素对数据结果可能带来的影响,本文同时纳入企业和城市两个层面的固定效应。
(1)专利引用和被引用数据来源于对Google Patent的挖掘,本文获取了每一个专利引用及被引用的专利编号、年份、申请和授权日期等详细信息,以此能够统计出瞪羚企业所申请的专利是否被上市企业引用以及引用的数量,详见后文数据来源与样本选取部分。
(2)瞪羚企业统计官网,https://www.chinagazelle.cn/data/statistic/index。
(1)因篇幅所限,描述性统计结果以附表1展示,见《统计研究》网站所列附件。下同。
(1)因篇幅所限,上市企业周边是否有瞪羚企业动态检验结果以附图1展示。
(2)为了表格的简洁美观,除了基准检验保留Km_10、Km_10_30、Km_30_60、Km_60_100外,后续各表均使用Km_N表示,即不同列的Km_N分别对应Km_10、Km_10_30、Km_30_60、Km_60_100的数据结果。如需要,可以提供包括控制变量的详细回归结果。
(1)由于10km以内的瞪羚企业数量的数据结果与基准检验结果保持一致,不再重复汇报。
(1)从基准检验结果(表3)中可以看出,周边瞪羚企业数量对上市企业创新的影响主要体现在60km以内,因此异质性检验中不再汇报60 km以外的分组检验结果,因而分组检验剩余三组。同时,各表中Km_N分别表示10km以内、10~30km、30~60Km的瞪羚企业数量。下同。
(1)因篇幅所限,异质性检验结果以附表2~4展示。
基本信息:
DOI:10.19343/j.cnki.11-1302/c.2024.08.006
中图分类号:F273.1
引用信息:
[1]杨金玉,刘贯春,葛震霆.瞪羚企业的创新溢出效应——影响及作用机理考察[J].统计研究,2024,41(08):84-97.DOI:10.19343/j.cnki.11-1302/c.2024.08.006.
基金信息:
国家自然科学基金面上项目“地方财政压力的区域性银行发展效应与货币政策传导效应研究”(72373169); 四川省哲学社会科学基金项目“成渝经济圈高科技人才流动网络对创新的影响机理研究”(SCJJ23ND441); 国家资助博士后研究人员计划“重返老东家的动因组态及其创新机理研究”(GZC20231769)